New York Financial is a branch office of Mid-Atlantic Securities, Inc, member FINRA /SIPC.

Financial advisers may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local investment adviser office for information and availability.

Disclosure Regarding Routing of Customer Securities Orders

All customer orders are routed to Raymond James & Associates (RJA) for execution. Please click here to view the aggregated order routing report of RJA.

Disclosure Regarding our Business Continuation Plan

In the event of a significant business disruption to our usual business activities we have a plan in place to insure that we will still be available to our clients and that our electronic files will still be available to us and our clients. For a summary of our Business Continuation Plan, click here. A copy of the full plan in available on request.